BEFORE YOU GET THAT CEASE AND DESIST LETTER FROM….
Dear financial advisors – before you get that cease and desit letter from [INSERT NAME OF FINANCIAL HOUSE HERE], review your agreement and consider your exit actions.
Are you in breach of your non-compete? Have you already contacted customers? Did your new job say they had to have your old client list or book of business?
Have an attorney review your noncompete. Broker Protocol only applies when both houses are signatories, and, you played by the rules.