Broker Protocol / Virginia Financial Adviser Podcast – Virginia Business Litigation Podcast Episode 3

Broker Protocol / Virginia Financial Adviser Podcast – Virginia Business Litigation Podcast Episode 3

Broker Protocol / Virginia Financial Adviser Podcast – Virginia Business Litigation Podcast Episode 3 150 150 Lauren Ellerman

Hey friends – better to be safe than sorry if you are leaving one financial house for another and hoping to take your book of business with you.

This brief podcast highlights some of the traps, rumors and problems with transitioning advisers, broker protocol, and other contractual issues. 

Let us know if we can help. 

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About the author

Lauren Ellerman

Since 2020, Lauren Ellerman has been named top 100 lawyers in Virginia and top 50 female lawyers by Superlawyer. To speak with Lauren, email her at lellerman@frithlawfirm.com.

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